Service

Regulatory

Our involvement

Our scope of intervention notably covers:

Economic activities are increasingly governed by authorization, approval and regulatory compliance regimes, particularly in the financial, technology and services sectors.

The structuring of a project, its launch and its operation often depend directly on obtaining and maintaining administrative or regulatory authorizations, which determine not only the ability to carry out the activity, but also its economic value and competitive advantages.

A rigorous legal analysis and anticipation of the applicable requirements are decisive for the project’s security and the continuity of operations.

Sentinel Legal assists its clients in structuring and managing their regulatory obligations, particularly with regard to authorizations and licences.

Long-term commitment

Ongoing legal monitoring of projects, with a thorough understanding of their development, objectives, and constraints

Constructive approach with the authorities

Engaging in dialogue with supervisory and regulatory authorities, based on the search for solutions

Consideration of the digital factor

Ability to analyze and explain the technological mechanisms and business models underlying projects

Regulatory approvals and licenses

  • Analysis of applicable authorisation regimes, structuring of projects subject to approval,
  • preparation and submission of application files,
  • monitoring of the granting and renewal procedures.

Financial and related activities

  • Legal framework for regulated activities (financial services, financial intermediaries, fintech, crypto-assets, regulated technology providers),
  • analysis of applicable obligations and structuring in accordance with regulatory requirements.

Regulatory compliance and prudential obligations

  • Implementation of compliance systems, management of regulatory obligations,
  • Prevention of non-compliance risks and support during inspections and monitoring procedures.

Relations with supervisory and regulatory authorities

  • Representation and assistance in dealings with administrative and supervisory authorities,
  • coordination of regulatory procedures and management of procedures with regulators.

Administrative and regulatory litigation

  • Defending clients’ interests in disputes related to decisions by authorities, administrative sanctions, supervisory measures, and regulatory litigation proceedings.

Do you need an authorization for a project?

An initial discussion makes it possible to assess the issues, risks and the various options available.

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